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Dodd-Frank: The Key to Compliance Success

More than 200 new or changing regulations will ultimately flow from Dodd-Frank, and it's fair to say that the financial services industry stands to be the most affected; nearly 200 regulatory updates and 20 new rules will directly affect financial institutions.

Articles include:

  • Dodd-Frank Pushes Content and Records Management to the Fore
  • Evolving Content and Records Management Best Practices
  • Customer Communication Means Hitting a Moving Target
  • Alternative Investment Providers: a New Regulatory Era Dawns
  • Systemic Risk Monitoring the Coming Burden
  • OTC Derivatives: A Modern Big Bang

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Publisher:



http://www.bizreport.com/whitepapers/dodd-frank_the_key_to_compliance.html

 

 

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